Christopher Cox - PDFSEARCH.IO - Document Search Engine

Christopher Cox
Results: 488

#	Item
331	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-21 15:34:23 United States securities law Financial markets Self-regulatory organizations United States Securities and Exchange Commission NASDAQ Securities Exchange Act U.S. Securities and Exchange Commission Christopher Cox Market data Economy of the United States Financial economics Investment
332	Fund Governance Comment Letter – Outline Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-23 07:48:46 Financial services Institutional investors Collective investment schemes United States securities law Mutual fund Investment Company Act Christopher Cox Financial adviser Mutual Fund Directors Forum Financial economics Investment Finance
333	Final Report of the 22nd Annual Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-23 16:52:18 Financial regulation Government Auditing Financial markets Business Corporate crime U.S. Securities and Exchange Commission Christopher Cox
334	Eric C. Jensen[removed]removed] August 21,2008 Mr. Christopher Cox Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-29 15:46:06 Financial system Finance Business Naked short selling U.S. Securities and Exchange Commission Short Christopher Cox Capital market Securities Commission Financial regulation Short selling Financial markets
335	Microsoft Word - DC_LAN01-#[removed]v3-Draft_SEC_comment_ltr_re__credit_ratin… Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-31 11:41:21 Finance United States Securities and Exchange Commission Financial regulation Securities Credit rating agency Securities Act Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Christopher Cox Financial economics Stock market United States securities law
336	1414 SIXTHAVENLIE, STE.900 NEWYORK,NY[removed]3705 TOLL FREE OR[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-19 13:15:00 Collective investment schemes Funds Institutional investors Mutual fund Christopher Cox Financial economics Investment Financial services
337	Comment Letter on File No. S7-19-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-18 11:28:45 Short selling Financial system Stock market Financial markets Naked short selling U.S. Securities and Exchange Commission Short Christopher Cox Hedge Finance Financial economics Financial regulation
338	COMMfTTEE ON SMALL BUSINESS CONGRESSlOMAL HISPANIC CAUCUS PANKING DEMOCRAJtC MEMBER Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-29 21:17:52 Venture capital Business Development Company Christopher Cox Congressional Hispanic Caucus Private equity
339	Davis Polk & Wardwell on S7-12-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-03 19:58:12 Economics Equity securities Corporate finance Stock Institutional investor Christopher Cox Qualified institutional placement American depositary receipt Financial economics Stock market Investment
340	Final Report: 27th Annual Forum on Small Business Capital Formation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-22 12:53:42 Christopher Cox Financial regulation Economy of the United States Government Center for Audit Quality Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority

UPDATE